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Primary Sources Materials
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Books     Serials     Government Documents     Manuscripts / archives    Maps    Dissertations    Visual Materials    Music Data files     Realia

Primary Sources at Yale

What is a Primary Source?

Strategies for locating primary source materials at Yale

Locating Resources Beyond Yale

For information about finding manuscript and archival materials beyond Yale's collections, see Locating materials at Yale and beyond: Archival Collections.

What is a Primary Source?

A primary source is firsthand testimony or direct evidence concerning a topic under investigation. The nature and value of a source cannot be determined without reference to the topic and questions it is meant to answer. The same document, or other piece of evidence, may be a primary source in one investigation and secondary in another. The search for primary sources does not, therefore, automatically include or exclude any category of records or documents.

The Formats of Primary Sources

The categories that follow are neither rigorously exclusive nor hierarchical. A single primary source may overlap one or more of these categories; for instance, a map may be an item in an archival collection, or a manuscript may have been printed and published at some point as a book. Nonetheless, these categories have proven to be practical concepts for organizing and describing the kinds of sources that document history, and secondary sources, such as bibliographies, often focus on materials in one of these formats or categories.

Printed or published texts

Books and monographs
A book is technically "a collection of leaves of paper, parchment, or other material, in some way affixed to one another, whether printed, written, or blank..." (ALA glossary of library and information science (Chicago: American Library Association, 1983), p.27). A monograph is "a systematic and complete treatise on a particular subject" (ALA glossary, p.48), in one or many volumes, complete at the time of publication or published with the intention of being completed at some future date.
Books and monographs as primary sources

Serials (newspapers, periodicals, magazines, scholarly journals)
A serial is a publication that begins at a point in time, and continues publication, usually at regular, established intervals, with the intention of continuing publication indefinitely. A periodical is a serial that's published three or more times a year. Magazines and newspapers are general terms for types of periodicals, both describing publications of interest to general readers. Newspapers are often published more frequently than magazines and usually in a tabloid format. Scholarly journals are publications that report the research of scholars and are often quite discipline-specific.
Serials as primary sources

Government documents
"Important reference material may be found in publications issued by national, state, and municipal governments and by international governmental organizations. Government publications (often called government documents) chronicle the workings of governmental units, both currently and historically; provide information on many other subjects as well, including economics, history, education, health, labor, agriculture, and the arts; and contain large collections of national statistics." ( Guide to Reference Books / Eleventh edition (Chicago: American Library Association, 1996), p.244)
Government documents as primary sources

Manuscripts and Archives

Unique documents, either hand-written or typed, varying in length from a single note or letter to a full-length book, and small groups of the same. Manuscripts & Archives may be either personal papers or institutional archives.

During this century the definition of manuscript, which originally referred to handwritten items, has evolved; it refers now to "... a body of records or personal papers or an artificial collection with historical value held by an institution or individual other than the creator." (Trudy Huskamp Peterson, "Using the finding aids to archive and manuscript collections," IN Teaching bibliographic skill in history: a sourcebook for historians and librarians , ed. Charles A. D'Aniello (New York: Greenwood Press, 1993), p.267).

"In archives, [the term] manuscripts is used to distinguish nonarchival from archival material; it includes groups of personal papers and artificial collections." ( ALA glossary of library and information science (Chicago: American Library Association, 1983), p.139.
See YUL Research Tutorial: Manuscript and Archival Materials

Maps

"A map is a representation on a flat surface (usually of paper) of the features of a part of the earth's surface or of the skies, drawn at a specific scale" (Small, John. A modern dictionary of geography (London: Edwin Arnold, 1989), p.140)
Bibliographic tools for map research

Dissertations

Dissertations are book-length studies based on original research and written in partial fulfillment of requirements for the doctoral degree.
Dissertations as primary sources

Visual materials

Visual materials are generally comprised of the following types of images: original art (single paintings, drawings, watercolors, sculpture, architectural drawings and plans, monoprints); films ; prints (works reproduced in multiple copies, including graphic art, etchings, engravings, lithographs, woodcuts, mezzotints, posters, trade cards, artists' prints, and computer-generated graphics; and photographs (images taken with a camera and reproducible from a photographic negative, and also those negatives)
Visual materials as primary sources

Music

Music, according to the Oxford English dictionary , is "... that one of the fine arts which is concerned with the combination of sounds with a view to beauty of form and the expression of emotion". It consists of "... sounds in melodic or harmonic combination, whether produced by voice or instruments", particularly as devised by a composer.
Music as a primary source

Machine readable data files

Machine-readable data files are collections of numeric data stored in a form that can only be read by a computer.
Data files as primary sources
Tools for identifying machine-readable datafiles

Realia or artifacts

Realia can best be described as "... objects which may be used as teaching aids but were not made for the purpose." ( Oxford English dictionary (Oxford: Clarendon Press, 1930), v.13, p.274). Realia include such items as objects, specimens, samples, relics, artifacts, souvenirs, and even models and dioramas. Artifacts are "... anything made by human art and workmanship." ( Oxford English dictionary , v.1, p.660)
Realia as primary sources

The union catalogs and databases:

Orbis (the OPAC)
Yale Finding Aid Database
Other catalogs

Orbis

Orbis contains records for over 10 million items located in 22 libraries on the Yale campus and at the Library Shelving Facility. (See Libraries & Collections A - Z for a complete list of Yale libraries and collections.) The catalog provides information about the University's current holdings as well as library materials that are no longer held and material on order or in process. Included are records for:
books
serials (journals, magazines, newspapers)
electronic resources
government documents
maps
microform collections
printed music
sound recordings
visual materials
working papers
government documents (U.S., Canadian, European Union, United Nations)
manuscripts and archival materials
rare books
See the Orbis Help Guide for more information about Orbis.

Tips on finding Primary Sources in Orbis:

Records in Orbis:
Records appear in Orbis for many of Yale's manuscript and archival collections - as well as for rare books, newspapers, pamphlet materials, and microforms.

For manuscript and archival collections, the Orbis record is a "collection level" record. It provides a brief summary of the content and extent of the collection; be sure to select the "Long View" in Orbis to see all the relevant information. The Orbis record also will direct you to a "finding aid", a document that provides more detailed information about the collection, if one is available.

Many of the finding aids for manuscript and archival collections at Yale are now available in fulltext on the web, through the Yale University Library Finding Aid Database; other finding aids are available only in paper format at the repository.

Unique characteristics of primary source records in Orbis:
Because of cataloging conventions, Orbis records for primary source materials often have indicators of the physical format and genre of the material. These indicators make it possible to search specifically for
  • manuscript and archival collections
  • microform collections of manuscript material
  • manuscript diaries
  • etc.
Useful keyword searching techniques:
Searching by format:
Format searches can be done using Advanced Search or More Limits by highlighting one or more options from the dropdown menus for Medium and Item Type.
More Limits, for a new search, or Refine Search, for a search in progress, offers Language, Collection, Date, Medium and Item Type search limits from dropdown menus. By highlighting one or more options from the dropdown menus for Medium and Item Type limit can be set for type of format.

More Limits set to Item Type Archives & Manuscripts

Keyword Search: [topic] This search locates ALL of these collections with records in Orbis.

More Limits set to Medium Microform
Keyword Search: [topic] This search locates ALL microforms with records in Orbis


More Limits set to Item Type Archives & Manuscripts and Medium Microform
Keyword Search: [topic] This search locates all manuscript and archival collections which are in a microformat.

Advanced Search offers three separate Search For fields for entering words or phrases with the options of choosing AND OR NOT operators, and Search In dropdown menus for limiting by Keyword Anywhere (the default), Title, Publisher/Place/Date, Author, Subject, Local Subject, ISBN/ISSN, or Notes fields in an Orbis record.

This type of search is most effective when combined with other searching terms, especially subject terms, to locate manuscript and archival materials dealing with a specific subject.

More Limits set to Item Type Archives & Manuscripts
Advanced Search: Search For Indiana Search In: Subject AND
                               Search For history Search In: Keyword Anywhere OR
                               Search For legends Search In: Keyword Anywhere:
locates manuscript and archival collections related to Indiana

More Limits set to Item Type Archives & Manuscripts
Advanced Search: Search For france Search In: Subject AND
                               Search For history Search In: Subject AND: locates manuscript and archival materials dealing with any period of French history

Locating Published Collections Of Primary Sources in Orbis:
Published collections generally carry the word "sources" as part of the subject(s) assigned to the record:
EXAMPLES OF SUBJECTS:

France--History--Philip III, 1270-1285--Sources
Italy--History--Sources
United States--History--19th century--Sources
United States--History--Civil War, 1861-1865--Sources

So you can use the term "sources" as part of your keyword search:
EXAMPLES OF HOW TO SEARCH FOR "SOURCES" IN ORBIS:

Use Advanced Search with Source in the Search For field and Subject selected from the drop down list in the Search in field. This locates all records for books which are collections of primary sources.

Use Advanced Search filling in the top row of fields with Source in the Search For field and Subject selected from the drop down list in the Search in field; click the AND radio button with "world war" in the second box with Keyword Anywhere selected from the drop down menu; click the AND radio button with "1939" in the lower box with Keyword Anywhere selected from the drop down menu: This locates all records for books which are collections of primary sources dealing with World War II.

TO LOCATE SPECIFIC GENRES OF MATERIALS IN ORBIS

Keyword searching can help identify certain types, or genres, of manuscript or printed materials.

[If you click on More Limits and highlight Archives & Manuscripts (to select both options, hold down the Ctrl key while highlighting your choices), you will retrieve only manuscript diaries and eliminate the published diaries from your search results.]

Keyword Search: diaries : This locates records for diaries, whether manuscript or an edited, printed edition; it's important to note that including the designation "diaries" in records for material which is indeed a diary hasn't been uniformly applied over time, so this search will not locate ALL Orbis records for diaries, let alone records for ALL diaries at Yale)

Connect to a list of form and genre terms used in Yale catalog records
Connect to a list of subject subdivisions helpful in identifying primary sources in Orbis
More information on limiting searches in Orbis
More information on keyword searching in Orbis

The Yale University Library Finding Aid Database
The Yale University Library Finding Aid Database provides access to archival finding aids in a platform-independent electronic format. The database now includes most Beinecke Rare Book and Manuscript Library finding aids, most Divinity Library finding aids, and a small number finding aids from Sterling's Manuscript and Archives department and the Music Library.

The Finding Aid Database can be searched using keyword/Boolean operators. It is possible to search using up to three search terms or phrases. After you submit a search to the Finding Aid Database, a results screen will provide a list of finding aids that contain your search term(s). You then have the option of viewing the finding aids either using your regular web browser, or using an SGML browser.

The Finding Aid Database offers you the opportunity to search through many Yale finding aids at one time. Just remember that not all Yale finding aids are represented in the database.

Other catalogs and Web sites
The Sterling card catalog
The union catalog in Sterling Memorial Library contains cards for material in most, but not all, formats held by most, but not all, libraries in the Yale University Library system represented on a combination of handwritten, half-height cards; typewritten cards; and computer-produced cards. Some types of materials, such as United States government documents, maps, scores, and recordings are not presented in the catalog at all and must be sought out in other catalogs on campus.
More about the Sterling card catalog

See the Special Library Catalogs list.

BIBLIOGRAPHIC TOOLS FOR RESEARCH IN HISTORY

This section is designed to provide a selected list of basic printed and electronic resources to help in the identification of primary sources in the several specific national histories included below. These sources include:

Bibliographies
A bibliography is "A list of works..., usually with some relationship between them, e.g. by a given author, on a given subject, or published in a given place, and differing from a catalog in that its contents are not restricted to the holdings of a single collection, library, or group of libraries." ( The ALA glossary of library and information science (Chicago: American Library Association, 1983), p.22). There are several types of bibliographies:

An annotated bibliography has entries which include " ... note[s] ... intended to describe, explain, or evaluate the publication referred to." ( ALA glossary , p.8)
EXAMPLE: Historical abstracts. v.1- 1955- . [Santa Barbara, Calif., Clio Press]

A current bibliography records currently or recently published documents, with the intent of reporting the recent literature as it appears.
EXAMPLE: America: history and life. v.0- 1972- . [Santa Barbara, Calif., Clio Press]

A national bibliography is "A bibliography of documents published in a particular country and, ... documents ... written in the language of the country." ( ALA glossary , p.151).
EXAMPLE: British national bibliography. v.1- 1950- . London : Council of the British National Bibliography.

A period bibliography lists works about a given time period.
EXAMPLE: Bibliotheque des Fontaines. Catalogue du fonds revolutionnaire / Bibliotheque des Fontaines. Chantilly : La Bibliotheque, 1989. 2 v.

A retrospective bibliography "... lists documents or parts of documents, such as articles, published in previous years, as distinct from a current bibliography ... . Retrospective bibliographies are frequently divided into two types ... [one of which is] research-oriented, [and] are intended as jumping-off points for those doing research in the topic covered ... ." ( ALA glossary , p.194)
EXAMPLE: Diaz Sanchez, Pilar. Las mujeres en la historia de Espasna, siglos XVIII-XX : bibliografia comentada / Pilar Diaz Sanchez, Pilar Dominguez Prats. Madrid : Ministerio de Cultura, Instituto de la Mujer, 1988.

A serial bibliography appears at fixed intervals of time, e.g. weekly, monthly, quarterly, annually, and has as its mission the reporting of titles, often both book titles and article titles (as well as dissertations, book reviews, pamphlets, and other types of material) as they appear.
EXAMPLE: Historical abstracts . v.1- 1955- . [Santa Barbara, Calif., etc. American Bibliographical Center-Clio Press]

A subject bibliography lists works about a given subject.
EXAMPLE: Bass, Dorothy C. Women in American religious history : an annotated bibliography and guide to sources / Dorothy C. Bass, Sandra Hughes Boyd. Boston, Mass. : G.K. Hall, c1986.

Guides to the literature
Narrative introductions to doing research in a given subject area, with suggestions for research approaches and introductions to the research literature and sources of the field.

EXAMPLE: The American Historical Association's guide to historical literature / general editor, Mary Beth Norton ; associate editor, Pamela Gerardi. 3rd ed. New York : Oxford University Press, 1995. 2 v.

Indexes
Indexes generally provide access to the contents of individual periodicals or newspapers, or to the contents of multiple periodicals and newspapers whose subject focus is similar. They differ from bibliographies in that fact that they contain citations to only one type of publication -- articles, book reviews, and editorials in periodicals -- rather than to a range of materials, e.g. books, articles, and maps.

EXAMPLE: The New York times index . v.1- 1851- . New York, New York Times Co.

EXAMPLE: Air University Library index to military periodicals . v.1- 1963- . Maxwell Air Force Base, Ala. : Air University Library.

Library catalogs
Many research libraries, or specialized collections within those libraries, have produced multi-volume printed book catalogs to the contents of these collections through a specific date, e.g. all works cataloged before 1970. Because of the subject focus and inclusiveness of many of these collections, these catalogs of specific collections can used as bibliographies on the subject focus of the collection.

EXAMPLE American Antiquarian Society. Catalogue of the manuscript collections of the American Antiquarian Society. Boston : G. K. Hall, 1979. 4 v.

EXAMPLE Great Britain. Colonial Office. Library. Catalogue of the Colonial Office Library, London. Boston: G. K. Hall, 1964. 15v. plus supplement.

SELECTED BIBLIOGRAPHIC TOOLS FOR RESEARCH BY COUNTRY

American history
Before 1900
After 1900
United States government documents

European history
France
Great Britain
Germany
Italy
Spain
European government publications and official statistics

Tools for identifying machine-readable datafiles

Back to Researching a Topic in Four Easy Steps

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This file last modified 11/22/04
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